Source
(Pub. L. 103–272, § 1(e), July 5, 1994, 108 Stat. 1094; Pub. L. 104–264, title IV, § 401(a), Oct. 9, 1996, 110 Stat. 3255; Pub. L. 106–181, title II, § 201, Apr. 5, 2000, 114 Stat. 91.)
Historical and Revision Notes
| Revised Section |
Source (U.S. Code) |
Source (Statutes at Large) |
| 40101(a) |
| 49 App.:1302(a). |
| Aug. 23, 1958, Pub. L. 85–726, § 102(a), 72 Stat. 740; Nov. 9, 1977, Pub. L. 95–163, § 16(b)(1), (2), 91 Stat. 1284; Oct. 24, 1978, Pub. L. 95–504, § 3(a), 92 Stat. 1705; restated Feb. 15, 1980, Pub. L. 96–192, § 2, 94 Stat. 35. |
| | 49 App.:1551(b)(1)(E). |
| Aug. 23, 1958, Pub. L. 85–726, 72 Stat. 731, § 1601(b)(1)(E); added Oct. 4, 1984, Pub. L. 98–443, § 3(e), 98 Stat. 1704. |
| 40101(b) |
| 49 App.:1302(b). |
| Aug. 23, 1958, Pub. L. 85–726, 72 Stat. 731, § 102(b); added Nov. 9, 1977, Pub. L. 95–163, § 16(b)(3), 91 Stat. 1284. |
| | 49 App.:1551(b)(1)(E). |
| 40101(c) |
| 49 App.:1347. |
| Aug. 23, 1958, Pub. L. 85–726, § 306, 72 Stat. 749. |
| | 49 App.:1655(c)(1). |
| Oct. 15, 1966, Pub. L. 89–670, § 6(c)(1), 80 Stat. 938; Jan. 12, 1983, Pub. L. 97–449, § 7(b), 96 Stat. 2444. |
| 40101(d) |
| 49 App.:1303. |
| Aug. 23, 1958, Pub. L. 85–726, § 103, 72 Stat. 740; Nov. 18, 1988, Pub. L. 100–690, § 7202(b), 102 Stat. 4424. |
| | 49 App.:1655(c)(1). |
| 40101(e) |
| 49 App.:1502(b). |
| Aug. 23, 1958, Pub. L. 85–726, 72 Stat. 731, § 1102(b); added Feb. 15, 1980, Pub. L. 96–192, § 17, 94 Stat. 42. |
| | 49 App.:1551(b)(1)(E). |
| 40101(f) |
| 49 App.:1302(c). |
| Aug. 23, 1958, Pub. L. 85–726, 72 Stat. 731, § 102(c); added Oct. 31, 1992, Pub. L. 102–581, § 205, 106 Stat. 4894. |
In this part, the words “overseas air commerce” and “overseas air transportation” are omitted as obsolete because there no longer is a distinction in economic or safety regulation between “interstate” and “overseas” air commerce or air transportation.
In this section, the words “In carrying out . . . this part” are substituted for “In the exercise and performance of its powers and duties under this chapter” in 49 App.:1302(a), “In the exercise and performance of his powers and duties under this chapter” in 49 App.:1303, and “In exercising the authority granted in, and discharging the duties imposed by, this chapter” in 49 App.:1347 for consistency in the revised title and to eliminate unnecessary words.
In subsections (a) and (b), the reference to subpart II is added because the policy applies only to economic issues, and under the Federal Aviation Act of 1958 (Public Law 85–726,
72 Stat. 731), the Civil Aeronautics Board was given responsibility for economic issues.
In subsection (a)(2), the word “full” is omitted as surplus. The words “the recommendations of the Secretary of Transportation on” are omitted as obsolete because the Secretary carries out 49 App.:1302(a). The words “and full evaluation of any report or recommendation submitted under section
1307 of this Appendix” are omitted as obsolete because the report and recommendations are no longer required.
In subsection (a)(4), the words “by air carriers and foreign air carriers” are omitted as surplus. The words “unreasonable discrimination” are substituted for “unjust discriminations, undue preferences or advantages” for consistency in the revised title and to eliminate unnecessary words.
In subsection (a)(6)(B), the words “nevertheless”, “on the one hand”, and “on the other” are omitted as surplus.
In subsection (a)(8), before subclause (A), the word “authorities” is substituted for “entities” for consistency in the revised title and with other titles of the Code. In subclause (A), the words “sole responsibility” are omitted as unnecessary because of the restatement.
In subsection (a)(15), the words “United States” are omitted as surplus because of the definition of “air carrier” in section 40102(a) of the revised title.
In subsection (b)(3), the words “unreasonable discrimination” are substituted for “unjust discriminations, undue preferences or advantages” for consistency in the revised title and to eliminate unnecessary words.
In subsections (c) and (d), the reference to subpart III is added because the policies apply only to safety issues, and under the Federal Aviation Act of 1958 (Public Law 85–726,
72 Stat. 731), the Federal Aviation Administration was given responsibility for safety issues.
In subsection (c), before clause (1), the word “Administrator” in section 306 of the Federal Aviation Act of 1958 (Public Law 85–726,
72 Stat. 749) is retained on authority of 49:106(g). The words “consider the following matters” are substituted for “give full consideration to” for consistency in this section.
In subsection (d)(3), the word “both” in 49 App.:1303(c) is omitted as surplus the first time it appears. The words “of the United States” are omitted for consistency in the revised title and because of the definition of “navigable airspace” in section 40102(a) of the revised title. The words “of those operations” are added for clarity.
In subsection (d)(5), the word “both” in 49 App.:1303(e) is omitted as surplus.
In subsection (e), before clause (1), the words “the Congress intends that” are omitted as surplus. In clauses (1) and (4), the words “United States” are omitted as surplus because of the definition of “air carrier” in section 40102(a) of the revised title. In clause (2), the word “prices” is substituted for “fares and rates” because of the definition of “price” in section
40102
(a). In clause (8), the words “places in the United States” are substituted for “United States points” for consistency in this chapter. The word “air” is added for clarity and consistency in this subtitle. In clause (9)(C), the word “unreasonable” is substituted for “undue” for consistency in the revised title and with other titles of the United States Code.
Amendments
2000—Subsec. (a)(16).
Pub. L. 106–181 added par. (16).
1996—Subsec. (d)(1).
Pub. L. 104–264, § 401(a)(1)(B), added par. (1). Former par. (1) redesignated (2).
Subsec. (d)(2).
Pub. L. 104–264, § 401(a)(1)(A), (2)(A), redesignated par. (1) as (2) and struck out “its development and” after “best promotes”. Former par. (2) redesignated (3).
Subsec. (d)(3).
Pub. L. 104–264, § 401(a)(1)(A), (2)(B), redesignated par. (2) as (3) and substituted “encouraging and developing civil aeronautics, including new aviation technology” for “promoting, encouraging, and developing civil aeronautics”. Former par. (3) redesignated (4).
Subsec. (d)(4) to (7).
Pub. L. 104–264, § 401(a)(1)(A), redesignated pars. (3) to (6) as (4) to (7), respectively.
Effective Date of 2000 Amendment
Amendment by
Pub. L. 106–181 applicable only to fiscal years beginning after Sept. 30, 1999, see section 3 of
Pub. L. 106–181, set out as a note under section
106 of this title.
Effective Date of 1996 Amendment
Except as otherwise specifically provided, amendment by
Pub. L. 104–264 applicable only to fiscal years beginning after Sept. 30, 1996, and not to be construed as affecting funds made available for a fiscal year ending before Oct. 1, 1996, see section 3 of
Pub. L. 104–264, set out as a note under section
106 of this title.
Short Title of 2004 Amendment
Pub. L. 108–297, § 1, Aug. 9, 2004,
118 Stat. 1095, provided that: “This Act [enacting section
44113 of this title, amending sections
44107 and
44108 of this title, and enacting provisions set out as notes under section
44101 of this title] may be cited as ‘Cape Town Treaty Implementation Act of 2004’.”
Short Title of 2003 Amendment
Pub. L. 108–176, § 1(a), Dec. 12, 2003,
117 Stat. 2490, provided that: “This Act [see Tables for classification] may be cited as the ‘Vision 100—Century of Aviation Reauthorization Act’.”
Pub. L. 108–176, title III, § 301, Dec. 12, 2003,
117 Stat. 2533, provided that: “This title [enacting subchapter
III of chapter
471 of this title, amending sections
40104,
40128,
47106,
47503, and
47504 of this title, and enacting provisions set out as notes under this section and sections
40128,
47171,
47503, and
47508 of this title] may be cited as ‘Aviation Streamlining Approval Process Act of 2003’.”
Short Title of 2002 Amendment
Pub. L. 107–296, title XIV, § 1401, Nov. 25, 2002,
116 Stat. 2300, provided that: “This title [enacting section
44921 of this title and section
513 of Title
6, Domestic Security, amending sections
44903 and
44918 of this title, amending provisions set out as a note under section
114 of this title, and repealing provisions set out as a note under section
44903 of this title] may be cited as the ‘Arming Pilots Against Terrorism Act’.”
Short Title of 2001 Amendment
Pub. L. 107–71, § 1, Nov. 19, 2001,
115 Stat. 597, provided that: “This Act [see Tables for classification] may be cited as the ‘Aviation and Transportation Security Act’.”
Short Title of 2000 Amendments
Pub. L. 106–528, § 1, Nov. 22, 2000,
114 Stat. 2517, provided that: “This Act [amending sections
106,
41104,
44903,
44935, and
44936 of this title, enacting provisions set out as notes under sections
106,
44903, and
44936 of this title, and amending provisions set out as notes under sections
40128 and
47501 of this title] may be cited as the ‘Airport Security Improvement Act of 2000’.”
Pub. L. 106–181, § 1(a), Apr. 5, 2000,
114 Stat. 61, provided that: “This Act [see Tables for classification] may be cited as the ‘Wendell H. Ford Aviation Investment and Reform Act for the 21st Century’.”
Short Title of 1999 Amendment
Pub. L. 106–6, § 1, Mar. 31, 1999,
113 Stat. 10, provided that: “This Act [amending sections
106,
44310,
47104,
47115 to
47117,
48101, and
48103 of this title] may be cited as the ‘Interim Federal Aviation Administration Authorization Act’.”
Short Title of 1998 Amendment
Pub. L. 105–155, § 1, Feb. 11, 1998,
112 Stat. 5, provided that: “This Act [amending section
48102 of this title and enacting provisions set out as a note under section
48102 of this title] may be cited as the ‘FAA Research, Engineering, and Development Authorization Act of 1998’.”
Short Title of 1997 Amendment
Pub. L. 105–137, § 1, Dec. 2, 1997,
111 Stat. 2640, provided that: “This Act [amending sections
40102,
44302,
44305,
44306,
44308, and
44310 of this title and enacting provisions set out as a note under section
44310 of this title] may be cited as the ‘Aviation Insurance Reauthorization Act of 1997’.”
Short Title of 1996 Amendment
Section 1(a) of
Pub. L. 104–264 provided that: “This Act [see Tables for classification] may be cited as the ‘Federal Aviation Reauthorization Act of 1996’.”
Section 201 of title II of
Pub. L. 104–264 provided that: “This title [enacting sections
40121,
40122,
45301,
45303,
48111, and
48201 of this title, amending sections
106 and
41742 of this title, renumbering section
45303 of this title as section
45304, repealing former section
45301 of this title, and enacting provisions set out as notes under this section and sections
106,
40110, and
41742 of this title] may be cited as the ‘Air Traffic Management System Performance Improvement Act of 1996’.”
Section 278(a) of
Pub. L. 104–264 provided that: “This section [amending section
41742 of this title and enacting provisions set out as a note under section
41742 of this title] may be cited as the ‘Rural Air Service Survival Act’.”
Section 501 of title V of
Pub. L. 104–264 provided that: “This title [amending sections
30305,
44936, and
46301 of this title and enacting provisions set out as notes under sections
30305 and
44935 of this title] may be cited as the ‘Pilot Records Improvement Act of 1996’.”
Section 601 of title VI of
Pub. L. 104–264 provided that: “This title [enacting section
44724 of this title] may be cited as the ‘Child Pilot Safety Act’.”
Section 701 of title VII of
Pub. L. 104–264 provided that: “This title [enacting sections
1136 and
41113 of this title and provisions set out as notes under section
41113 of this title] may be cited as the ‘Aviation Disaster Family Assistance Act of 1996’.”
Section 801 of title VIII of
Pub. L. 104–264 provided that: “This title [enacting section
47133 of this title, amending sections
46301 and
47107 of this title and section
9502 of Title
26, Internal Revenue Code, and enacting provisions set out as notes under section
47107 of this title] may be cited as the ‘Airport Revenue Protection Act of 1996’.”
Section 1101 of title XI of
Pub. L. 104–264 provided that: “This title [amending sections
44501,
44508, and
48102 of this title] may be cited as the ‘FAA Research, Engineering, and Development Management Reform Act of 1996’.”
Short Title of 1994 Amendment
Pub. L. 103–305, § 1(a), Aug. 23, 1994,
108 Stat. 1569, provided that: “This Act [enacting sections
41311,
41714,
41715,
47129,
47130, and
47509 of this title, amending sections
106,
10521,
11501,
40102,
40113,
40116,
40117,
41713,
41734,
44502,
44505,
44938,
45301,
46301,
47101,
47102,
47104 to
47107,
47109 to
47111,
47115,
47117 to
47119,
47504,
48101 to
48104, and
48108 of this title and section
9502 of Title
26, Internal Revenue Code, renumbering former section
47129 of this title as section
47131 of this title, enacting provisions set out as notes under this section and sections
10521,
11501,
40102,
40105,
40117,
41311,
41715,
44502,
45102,
47101,
47107,
47124, and
49101 of this title, and repealing provisions set out as a note under section 1348 of former Title 49, Transportation] may be cited as the ‘Federal Aviation Administration Authorization Act of 1994’.”
Pub. L. 103–305, title III, § 301, Aug. 23, 1994,
108 Stat. 1589, provided that: “This title [enacting section
47509 of this title, amending sections
44505 and
48102 of this title, and enacting provisions set out as notes under this section and section
49101 of this title] may be cited as the ‘Federal Aviation Administration Research, Engineering, and Development Authorization Act of 1994’.”
Revitalization of Aviation and Aeronautics
Pub. L. 108–176, § 4, Dec. 12, 2003,
117 Stat. 2493, provided that: “Congress finds the following:
“(1) The United States has revolutionized the way people travel, developing new technologies and aircraft to move people more efficiently and more safely.
“(2) Past Federal investment in aeronautics research and development has benefited the economy and national security of the United States and the quality of life of its citizens.
“(3) The total impact of civil aviation on the United States economy exceeds $900,000,000,000 annually and accounts for 9 percent of the gross national product and 11,000,000 jobs in the national workforce. Civil aviation products and services generate a significant surplus for United States trade accounts, and amount to significant numbers of the Nation’s highly skilled, technologically qualified work force.
“(4) Aerospace technologies, products, and services underpin the advanced capabilities of our men and women in uniform and those charged with homeland security.
“(5) Future growth in civil aviation increasingly will be constrained by concerns related to aviation system safety and security, aviation system capabilities, aircraft noise, emissions, and fuel consumption.
“(6) Revitalization and coordination of the United States efforts to maintain its leadership in aviation and aeronautics are critical and must begin now.
“(7) A recent report by the Commission on the Future of the United States Aerospace Industry outlined the scope of the problems confronting the aerospace and aviation industries in the United States and found that—
“(A) aerospace will be at the core of the Nation’s leadership and strength throughout the 21st century;
“(B) aerospace will play an integral role in the Nation’s economy, security, and mobility; and
“(C) global leadership in aerospace is a national imperative.
“(8) Despite the downturn in the global economy, projections of the Federal Aviation Administration indicate that upwards of 1,000,000,000 people will fly annually by 2013. Efforts must begin now to prepare for future growth in the number of airline passengers.
“(9) The United States must increase its investment in research and development to revitalize the aviation and aerospace industries, to create jobs, and to provide educational assistance and training to prepare workers in those industries for the future.”
Report on Long-Term Environmental Improvements
Pub. L. 108–176, title III, § 321, Dec. 12, 2003,
117 Stat. 2540, provided that:
“(a) In General.—The Secretary of Transportation, in consultation with the Administrator of the National Aeronautics and Space Administration, shall conduct a study of ways to reduce aircraft noise and emissions and to increase aircraft fuel efficiency. The study shall—
“(1) explore new operational procedures for aircraft to achieve those goals;
“(2) identify both near-term and long-term options to achieve those goals;
“(3) identify infrastructure changes that would contribute to attainment of those goals;
“(4) identify emerging technologies that might contribute to attainment of those goals;
“(5) develop a research plan for application of such emerging technologies, including new combustor and engine design concepts and methodologies for designing high bypass ratio turbofan engines so as to minimize the effects on climate change per unit of production of thrust and flight speed; and
“(6) develop an implementation plan for exploiting such emerging technologies to attain those goals.
“(b) Report.—The Secretary shall transmit a report on the study to the Senate Committee on Commerce, Science, and Transportation and the House of Representatives Committee on Transportation and Infrastructure within 1 year after the date of enactment of this Act [Dec. 12, 2003].
“(c) Authorization of Appropriations.—There is authorized to be appropriated to the Secretary $500,000 for fiscal year 2004 to carry out this section.”
Reduction of Noise and Emissions From Civilian Aircraft
Pub. L. 108–176, title III, § 326, Dec. 12, 2003,
117 Stat. 2542, provided that:
“(a) Establishment of Research Program.—From amounts made available under section
48102
(a) of title
49, United States Code, the Secretary of Transportation shall establish a research program related to reducing community exposure to civilian aircraft noise or emissions through grants or other measures authorized under section 106(l)(6) of such title, including reimbursable agreements with other Federal agencies. The program shall include participation by educational and research institutions that have existing facilities for developing and testing noise reduction engine technology.
“(b) Designation of Institute as a Center of Excellence.—The Administrator of the Federal Aviation Administration shall designate an institution described in subsection (a) as a Center of Excellence for Noise and Emission Research.”
Air Transportation System Joint Planning and Development Office
Pub. L. 108–176, title VII, § 709, Dec. 12, 2003,
117 Stat. 2582, provided that:
“(a) Establishment.—(1) The Secretary of Transportation shall establish in the Federal Aviation Administration a joint planning and development office to manage work related to the Next Generation Air Transportation System. The office shall be known as the Next Generation Air Transportation System Joint Planning and Development Office (in this section referred to as the ‘Office’).
“(2) The responsibilities of the Office shall include—
“(A) creating and carrying out an integrated plan for a Next Generation Air Transportation System pursuant to subsection (b);
“(B) overseeing research and development on that system;
“(C) creating a transition plan for the implementation of that system;
“(D) coordinating aviation and aeronautics research programs to achieve the goal of more effective and directed programs that will result in applicable research;
“(E) coordinating goals and priorities and coordinating research activities within the Federal Government with United States aviation and aeronautical firms;
“(F) coordinating the development and utilization of new technologies to ensure that when available, they may be used to their fullest potential in aircraft and in the air traffic control system;
“(G) facilitating the transfer of technology from research programs such as the National Aeronautics and Space Administration program and the Department of Defense Advanced Research Projects Agency program to Federal agencies with operational responsibilities and to the private sector; and
“(H) reviewing activities relating to noise, emissions, fuel consumption, and safety conducted by Federal agencies, including the Federal Aviation Administration, the National Aeronautics and Space Administration, the Department of Commerce, and the Department of Defense.
“(3) The Office shall operate in conjunction with relevant programs in the Department of Defense, the National Aeronautics and Space Administration, the Department of Commerce and the Department of Homeland Security. The Secretary of Transportation may request assistance from staff from those Departments and other Federal agencies.
“(4) In developing and carrying out its plans, the Office shall consult with the public and ensure the participation of experts from the private sector including representatives of commercial aviation, general aviation, aviation labor groups, aviation research and development entities, aircraft and air traffic control suppliers, and the space industry.
“(b) Integrated Plan.—The integrated plan shall be designed to ensure that the Next Generation Air Transportation System meets air transportation safety, security, mobility, efficiency, and capacity needs beyond those currently included in the Federal Aviation Administration’s operational evolution plan and accomplishes the goals under subsection (c). The integrated plan shall include—
“(1) a national vision statement for an air transportation system capable of meeting potential air traffic demand by 2025;
“(2) a description of the demand and the performance characteristics that will be required of the Nation’s future air transportation system, and an explanation of how those characteristics were derived, including the national goals, objectives, and policies the system is designed to further, and the underlying socioeconomic determinants, and associated models and analyses;
“(3) a multiagency research and development roadmap for creating the Next Generation Air Transportation System with the characteristics outlined under clause (ii) [(2)], including—
“(A) the most significant technical obstacles and the research and development activities necessary to overcome them, including for each project, the role of each Federal agency, corporations, and universities;
“(B) the annual anticipated cost of carrying out the research and development activities; and
“(C) the technical milestones that will be used to evaluate the activities; and
“(4) a description of the operational concepts to meet the system performance requirements for all system users and a timeline and anticipated expenditures needed to develop and deploy the system to meet the vision for 2025.
“(c) Goals.—The Next Generation Air Transportation System shall—
“(1) improve the level of safety, security, efficiency, quality, and affordability of the National Airspace System and aviation services;
“(2) take advantage of data from emerging ground-based and space-based communications, navigation, and surveillance technologies;
“(3) integrate data streams from multiple agencies and sources to enable situational awareness and seamless global operations for all appropriate users of the system, including users responsible for civil aviation, homeland security, and national security;
“(4) leverage investments in civil aviation, homeland security, and national security and build upon current air traffic management and infrastructure initiatives to meet system performance requirements for all system users;
“(5) be scalable to accommodate and encourage substantial growth in domestic and international transportation and anticipate and accommodate continuing technology upgrades and advances;
“(6) accommodate a wide range of aircraft operations, including airlines, air taxis, helicopters, general aviation, and unmanned aerial vehicles; and
“(7) take into consideration, to the greatest extent practicable, design of airport approach and departure flight paths to reduce exposure of noise and emissions pollution on affected residents.
“(d) Reports.—The Administrator of the Federal Aviation Administration shall transmit to the Committee on Commerce, Science, and Transportation in the Senate and the Committee on Transportation and Infrastructure and the Committee on Science in the House of Representatives—
“(1) not later than 1 year after the date of enactment of this Act [Dec. 12, 2003], the integrated plan required in subsection (b); and
“(2) annually at the time of the President’s budget request, a report describing the progress in carrying out the plan required under subsection (b) and any changes to that plan.
“(e) Authorization of Appropriations.—There are authorized to be appropriated to the Office $50,000,000 for each of the fiscal years 2004 through 2010.”
Next Generation Air Transportation Senior Policy Committee
Pub. L. 108–176, title VII, § 710, Dec. 12, 2003,
117 Stat. 2584, provided that:
“(a) In General.—The Secretary of Transportation shall establish a senior policy committee to work with the Next Generation Air Transportation System Joint Planning and Development Office. The senior policy committee shall be chaired by the Secretary.
“(b) Membership.—In addition to the Secretary, the senior policy committee shall be composed of—
“(1) the Administrator of the Federal Aviation Administration (or the Administrator’s designee);
“(2) the Administrator of the National Aeronautics and Space Administration (or the Administrator’s designee);
“(3) the Secretary of Defense (or the Secretary’s designee);
“(4) the Secretary of Homeland Security (or the Secretary’s designee);
“(5) the Secretary of Commerce (or the Secretary’s designee);
“(6) the Director of the Office of Science and Technology Policy (or the Director’s designee); and
“(7) designees from other Federal agencies determined by the Secretary of Transportation to have an important interest in, or responsibility for, other aspects of the system.
“(c) Function.—The senior policy committee shall—
“(1) advise the Secretary of Transportation regarding the national goals and strategic objectives for the transformation of the Nation’s air transportation system to meet its future needs;
“(2) provide policy guidance for the integrated plan for the air transportation system to be developed by the Next Generation Air Transportation System Joint Planning and Development Office;
“(3) provide ongoing policy review for the transformation of the air transportation system;
“(4) identify resource needs and make recommendations to their respective agencies for necessary funding for planning, research, and development activities; and
“(5) make legislative recommendations, as appropriate, for the future air transportation system.
“(d) Consultation.—In carrying out its functions under this section, the senior policy committee shall consult with, and ensure participation by, the private sector (including representatives of general aviation, commercial aviation, aviation labor, and the space industry), members of the public, and other interested parties and may do so through a special advisory committee composed of such representatives.”
Reimbursement for Losses Incurred by General Aviation Entities
Pub. L. 108–176, title VIII, § 817, Dec. 12, 2003,
117 Stat. 2592, provided that:
“(a) In General.—The Secretary of Transportation may make grants to reimburse the following general aviation entities for the security costs incurred and revenue foregone as a result of the restrictions imposed by the Federal Government following the terrorist attacks on the United States that occurred on September 11, 2001:
“(1) General aviation entities that operate at Ronald Reagan Washington National Airport.
“(2) Airports that are located within 15 miles of Ronald Reagan Washington National Airport and were operating under security restrictions on the date of enactment of this Act [Dec. 12, 2003] and general aviation entities operating at those airports.
“(3) General aviation entities affected by implementation of section
44939 of title
49, United States Code.
“(4) General aviation entities that were affected by Federal Aviation Administration Notices to Airmen FDC 2/1099 and 3/1862 or section 352 of the Department of Transportation and Related Agencies Appropriations Act, 2003 (Public Law 108–7, division I) [
117 Stat. 420], or both.
“(5) Sightseeing operations that were not authorized to resume in enhanced class B air space under Federal Aviation Administration notice to airmen 1/1225.
“(b) Documentation.—Reimbursement under this section shall be made in accordance with sworn financial statements or other appropriate data submitted by each general aviation entity demonstrating the costs incurred and revenue foregone to the satisfaction of the Secretary.
“(c) General Aviation Entity Defined.—In this section, the term ‘general aviation entity’ means any person (other than a scheduled air carrier or foreign air carrier, as such terms are defined in section
40102 of title
49, United States Code) that—
“(1) operates nonmilitary aircraft under part 91 of title
14, Code of Federal Regulations, for the purpose of conducting its primary business;
“(2) manufactures nonmilitary aircraft with a maximum seating capacity of fewer than 20 passengers or aircraft parts to be used in such aircraft;
“(3) provides services necessary for nonmilitary operations under such part 91; or
“(4) operates an airport, other than a primary airport (as such terms are defined in such section
40102), that—
“(A) is listed in the national plan of integrated airport systems developed by the Federal Aviation Administration under section 47103 of such title; or
“(B) is normally open to the public, is located within the confines of enhanced class B airspace (as defined by the Federal Aviation Administration in Notice to Airmen FDC 1/0618), and was closed as a result of an order issued by the Federal Aviation Administration in the period beginning September 11, 2001, and ending January 1, 2002, and remained closed as a result of that order on January 1, 2002.
Such term includes fixed based operators, flight schools, manufacturers of general aviation aircraft and products, persons engaged in nonscheduled aviation enterprises, and general aviation independent contractors.
“(d) Authorization of Appropriations.—There is authorized to be appropriated to carry out this section $100,000,000. Such sums shall remain available until expended.”
GAO Report on Airlines’ Actions To Improve Finances and on Executive Compensation
Pub. L. 108–176, title VIII, § 826, Dec. 12, 2003,
117 Stat. 2596, provided that:
“(a) Finding.—Congress finds that the United States Government has by law provided substantial financial assistance to United States commercial airlines in the form of war risk insurance and reinsurance and other economic benefits and has imposed substantial economic and regulatory burdens on those airlines. In order to determine the economic viability of the domestic commercial airline industry and to evaluate the need for additional measures or the modification of existing laws, Congress needs more frequent information and independently verified information about the financial condition of these airlines.
“(b) GAO Report.—Not later than one year after the date of enactment of this Act [Dec. 12, 2003], the Comptroller General shall prepare a report for Congress analyzing the financial condition of the United States airline industry in its efforts to reduce the costs, improve the earnings and profits and balances of each individual air carrier. The report shall recommend steps that the industry should take to become financially self-sufficient.
“(c) GAO Authority.—In order to compile the report required by subsection (b), the Comptroller General, or any of the Comptroller General’s duly authorized representatives, shall have access for the purpose of audit and examination to any books, accounts, documents, papers, and records of such air carriers that relate to the information required to compile the report. The Comptroller General shall submit with the report a certification as to whether the Comptroller General has had access to sufficient information to make informed judgments on the matters covered by the report.
“(d) Reports to Congress.—The Comptroller General shall transmit the report required by subsection (b) to the Senate Committee on Commerce, Science, and Transportation and the House of Representatives Committee on Transportation and Infrastructure.”
Mail and Freight Waivers
Pub. L. 107–71, title I, § 127, Nov. 19, 2001,
115 Stat. 632, provided that:
“(a) In General.—During a national emergency affecting air transportation or intrastate air transportation, the Secretary of Transportation, after consultation with the Transportation Security Oversight Board, may grant a complete or partial waiver of any restrictions on the carriage by aircraft of freight, mail, emergency medical supplies, personnel, or patients on aircraft, imposed by the Department of Transportation (or other Federal agency or department) that would permit such carriage of freight, mail, emergency medical supplies, personnel, or patients on flights, to, from, or within a State if the Secretary determines that—
“(1) extraordinary air transportation needs or concerns exist; and
“(2) the waiver is in the public interest, taking into consideration the isolation of and dependence on air transportation of the State.
“(b) Limitations.—The Secretary may impose reasonable limitations on any such waiver.”
Air Carriers Required To Honor Tickets for Suspended Service
Pub. L. 107–71, title I, § 145, Nov. 19, 2001,
115 Stat. 645, as amended by
Pub. L. 108–7, div. I, title III, § 372, Feb. 20, 2003,
117 Stat. 427;
Pub. L. 108–176, title IV, § 428, Dec. 12, 2003,
117 Stat. 2556;
Pub. L. 108–458, title VIII, § 8404, Dec. 17, 2004,
118 Stat. 3872;
Pub. L. 109–115, div. A, title I, § 178, Nov. 30, 2005,
119 Stat. 2427, provided that:
“(a) In General.—Each air carrier that provides scheduled air transportation on a route shall provide, to the extent practicable, air transportation to passengers ticketed for air transportation on that route by any other air carrier that suspends, interrupts, or discontinues air passenger service on the route by reason of insolvency or bankruptcy of the other air carrier.
“(b) Passenger Obligation.—An air carrier is not required to provide air transportation under subsection (a) to a passenger unless that passenger makes alternative arrangements with the air carrier for such transportation within 60 days after the date on which that passenger’s air transportation was suspended, interrupted, or discontinued (without regard to the originally scheduled travel date on the ticket).
“(c) Sunset.—This section does not apply to air transportation the suspension, interruption, or discontinuance of which occurs after November 30, 2006.”
Relationship of Eligible Crime Victim Compensation Programs to September 11th Victim Compensation Fund
Pub. L. 107–56, title VI, § 622(e)(2), Oct. 26, 2001,
115 Stat. 372, provided that: “With respect to any compensation payable under title IV of Public Law 107–42 [set out as a note below], the failure of a crime victim compensation program, after the effective date of final regulations issued pursuant to section 407 of Public Law 107–42, to provide compensation otherwise required pursuant to section 1403 of the Victims of Crime Act of 1984 (
42 U.S.C.
10602) shall not render that program ineligible for future grants under the Victims of Crime Act of 1984 [
42 U.S.C.
10601 et seq.].”
Air Transportation Safety and System Stabilization
Pub. L. 107–42, Sept. 22, 2001,
115 Stat. 230, as amended by
Pub. L. 107–71, title I, § 124(a), (c), (d), title II, § 201, Nov. 19, 2001,
115 Stat. 631, 645;
Pub. L. 107–134, title I, § 114(a), Jan. 23, 2002,
115 Stat. 2435;
Pub. L. 107–296, title VIII, § 890, title XII, § 1201(2), Nov. 25, 2002,
116 Stat. 2251, 2286, provided that:
“SECTION
1. SHORT TITLE.
“This Act may be cited as the ‘Air Transportation Safety and System Stabilization Act’.
“TITLE I—AIRLINE STABILIZATION
“SEC.
101. AVIATION DISASTER RELIEF.
“(a) In General.—Notwithstanding any other provision of law, the President shall take the following actions to compensate air carriers for losses incurred by the air carriers as a result of the terrorist attacks on the United States that occurred on September 11, 2001:
“(1) Subject to such terms and conditions as the President deems necessary, issue Federal credit instruments to air carriers that do not, in the aggregate, exceed $10,000,000,000 and provide the subsidy amounts necessary for such instruments in accordance with the provisions of the Federal Credit Reform Act of 1990 (
2 U.S.C.
661 et seq.).
“(2) Compensate air carriers in an aggregate amount equal to $5,000,000,000 for—
“(A) direct losses incurred beginning on September 11, 2001, by air carriers as a result of any Federal ground stop order issued by the Secretary of Transportation or any subsequent order which continues or renews such a stoppage; and
“(B) the incremental losses incurred beginning September 11, 2001, and ending December 31, 2001, by air carriers as a direct result of such attacks.
“(b) Emergency Designation.—Congress designates the amount of new budget authority and outlays in all fiscal years resulting from this title as an emergency requirement pursuant to section 252(e) of the Balanced Budget and Emergency Deficit Control Act of 1985 (
2 U.S.C.
901
(e)). Such amount shall be available only to the extent that a request, that includes designation of such amount as an emergency requirement as defined in such Act [see Short Title note set out under section
900 of Title
2, The Congress], is transmitted by the President to Congress.
“SEC.
102. AIR TRANSPORTATION STABILIZATION BOARD.
“(a) Definitions.—In this section, the following definitions apply:
“(1) Board.—The term ‘Board’ means the Air Transportation Stabilization Board established under subsection (b).
“(2) Financial obligation.—The term ‘financial obligation’ means any note, bond, debenture, or other debt obligation issued by an obligor in connection with financing under this section and section
101
(a)(1).
“(3) Lender.—The term ‘lender’ means any non-Federal qualified institutional buyer (as defined by section
230.144A(a) of title
17, Code of Federal Regulations (or any successor regulation) known as Rule 144A(a) of the Securities and Exchange Commission and issued under the Security Act of 1933 [probably should be Securities Act of 1933,
15 U.S.C.
77a et seq.][)], including—
“(A) a qualified retirement plan (as defined in section 4974(c) of the Internal Revenue Code of 1986 (
26 U.S.C.
4974
(c))[)] that is a qualified institutional buyer; and
“(B) a governmental plan (as defined in section 414(d) of the Internal Revenue Code of 1986 (
26 U.S.C.
414
(d))[)] that is a qualified institutional buyer.
“(4) Obligor.—The term ‘obligor’ means a party primarily liable for payment of the principal of or interest on a Federal credit instrument, which party may be a corporation, partnership, joint venture, trust, or governmental entity, agency, or instrumentality.
“(b) Air Transportation Stabilization Board.—
“(1) Establishment.—There is established a board (to be known as the ‘Air Transportation Stabilization Board’) to review and decide on applications for Federal credit instruments under section
101
(a)(1).
“(2) Composition.—The Board shall consist of—
“(A) the Secretary of Transportation or the designee of the Secretary;
“(B) the Chairman of the Board of Governors of the Federal Reserve System, or the designee of the Chairman, who shall be the Chair of the Board;
“(C) the Secretary of the Treasury or the designee of the Secretary; and
“(D) the Comptroller General of the United States, or the designee of the Comptroller General, as a nonvoting member of the Board.
“(c) Federal Credit Instruments.—
“(1) In general.—The Board may enter into agreements with 1 or more obligors to issue Federal credit instruments under section
101
(a)(1) if the Board determines, in its discretion, that—
“(A) the obligor is an air carrier for which credit is not reasonably available at the time of the transaction;
“(B) the intended obligation by the obligor is prudently incurred; and
“(C) such agreement is a necessary part of maintaining a safe, efficient, and viable commercial aviation system in the United States.
“(2) Terms and limitations.—
“(A) Forms; terms and conditions.—A Federal credit instrument shall be issued under section
101
(a)(1) in such form and on such terms and conditions and contain such covenants, representations, warranties, and requirements (including requirements for audits) as the Board determines appropriate.
“(B) Procedures.—Not later than 14 days after the date of enactment of this Act [Sept. 22, 2001], the Director of the Office of Management and Budget shall issue regulations setting forth procedures for application and minimum requirements, which may be supplemented by the Board in its discretion, for the issuance of Federal credit instruments under section
101
(a)(1).
“(d) Financial Protection of Government.—
“(1) In general.—To the extent feasible and practicable, the Board shall ensure that the Government is compensated for the risk assumed in making guarantees under this title.
“(2) Government participation in gains.—To the extent to which any participating corporation accepts financial assistance, in the form of accepting the proceeds of any loans guaranteed by the Government under this title, the Board is authorized to enter into contracts under which the Government, contingent on the financial success of the participating corporation, would participate in the gains of the participating corporation or its security holders through the use of such instruments as warrants, stock options, common or preferred stock, or other appropriate equity instruments.
“(3) Deposit in treasury.—All amounts collected by the Secretary of the Treasury under this subsection shall be deposited in the Treasury as miscellaneous receipts.
“SEC.
103. SPECIAL RULES FOR COMPENSATION.
“(a) Documentation.—Subject to subsection (b), the amount of compensation payable to an air carrier under section
101
(a)(2) may not exceed the amount of losses described in section
101
(a)(2) that the air carrier demonstrates to the satisfaction of the President, using sworn financial statements or other appropriate data, that the air carrier incurred. The Secretary of Transportation and the Comptroller General of the United States may audit such statements and may request any information that the Secretary and the Comptroller General deems necessary to conduct such audit.
“(b) Maximum Amount of Compensation Payable Per Air Carrier.—The maximum total amount of compensation payable to an air carrier under section
101
(a)(2) may not exceed the lesser of—
“(1) the amount of such air carrier’s direct and incremental losses described in section
101
(a)(2); or
“(2) in the case of—
“(A) flights involving passenger-only or combined passenger and cargo transportation, the product of—
“(i) $4,500,000,000; and
“(ii) the ratio of—
“(I) the available seat miles of the air carrier for the month of August 2001 as reported to the Secretary; to
“(II) the total available seat miles of all such air carriers for such month as reported to the Secretary; and
“(B) flights involving cargo-only transportation, the product of—
“(i) $500,000,000; and
“(ii) the ratio of—
“(I) the revenue ton miles or other auditable measure of the air carrier for cargo for the latest quarter for which data is available as reported to the Secretary; to
“(II) the total revenue ton miles or other auditable measure of all such air carriers for cargo for such quarter as reported to the Secretary.
“(c) Payments.—The President may provide compensation to air carriers under section
101
(a)(2) in 1 or more payments up to the amount authorized by this title.
“(d) Compensation for Certain Air Carriers.—
“(1) Set-aside.—The President may set aside a portion of the amount of compensation payable to air carriers under section
101
(a)(2) to provide compensation to classes of air carriers, such as air tour operators and air ambulances (including hospitals operating air ambulances) for whom the application of a distribution formula containing available seat miles as a factor would inadequately reflect their share of direct and incremental losses. The President shall reduce the $4,500,000,000 specified in subsection (b)(2)(A)(i) by the amount set aside under this subsection.
“(2) Distribution of amounts.—The President shall distribute the amount set aside under this subsection proportionally among such air carriers based on an appropriate auditable measure, as determined by the President.
“SEC.
104. LIMITATION ON CERTAIN EMPLOYEE COMPENSATION.
“(a) In General.—The President may only issue a Federal credit instrument under section
101
(a)(1) to an air carrier after the air carrier enters into a legally binding agreement with the President that, during the 2-year period beginning September 11, 2001, and ending September 11, 2003, no officer or employee of the air carrier whose total compensation exceeded $300,000 in calendar year 2000 (other than an employee whose compensation is determined through an existing collective bargaining agreement entered into prior to September 11, 2001)—
“(1) will receive from the air carrier total compensation which exceeds, during any 12 consecutive months of such 2-year period, the total compensation received by the officer or employee from the air carrier in calendar year 2000; and
“(2) will receive from the air carrier severance pay or other benefits upon termination of employment with the air carrier which exceeds twice the maximum total compensation received by the officer or employee from the air carrier in calendar year 2000.
“(b) Total Compensation Defined.—In this section, the term ‘total compensation’ includes salary, bonuses, awards of stock, and other financial benefits provided by an air carrier to an officer or employee of the air carrier.
“SEC.
105. CONTINUATION OF CERTAIN AIR SERVICE.
“(a) Action of Secretary.—The Secretary of Transportation should take appropriate action to ensure that all communities that had scheduled air service before September 11, 2001, continue to receive adequate air transportation service and that essential air service to small communities continues without interruption.
“(b) Essential Air Service.—There is authorized to be appropriated to the Secretary to carry out the essential air service program under subchapter
II of chapter
417 of title
49, United States Code, $120,000,000 for fiscal year 2002.
“(c) Secretarial Oversight.—
“(1) In general.—Notwithstanding any other provision of law, the Secretary is authorized to require an air carrier receiving direct financial assistance under this Act to maintain scheduled air service to any point served by that carrier before September 11, 2001.
“(2) Agreements.—In applying paragraph (1), the Secretary may require air carriers receiving direct financial assistance under this Act to enter into agreements which will ensure, to the maximum extent practicable, that all communities that had scheduled air service before September 11, 2001, continue to receive adequate air transportation service.
“SEC.
106. REPORTS.
“(a) Report.—Not later than February 1, 2002, the President shall transmit to the Committee on Transportation and Infrastructure, the Committee on Appropriations, and the Committee on the Budget of the House of Representatives and the Committee on Commerce, Science, and Transportation, the Committee on Appropriations, and the Committee on the Budget of the Senate a report on the financial status of the air carrier industry and the amounts of assistance provided under this title to each air carrier.
“(b) Update.—Not later than the last day of the 7-month period following the date of enactment of this Act [Sept. 22, 2001], the President shall update and transmit the report to the Committees.
“SEC.
107. DEFINITIONS.
“In this title, the following definitions apply:
“(1) Air carrier.—The term ‘air carrier’ has the meaning such term has under section
40102 of title
49, United States Code.
“(2) Federal credit instrument.—The term ‘Federal credit instrument’ means any guarantee or other pledge by the Board issued under section
101
(a)(1) to pledge the full faith and credit of the United States to pay all or part of any of the principal of and interest on a loan or other debt obligation issued by an obligor and funded by a lender.
“(3) Incremental loss.—The term ‘incremental loss’ does not include any loss that the President determines would have been incurred if the terrorist attacks on the United States that occurred on September 11, 2001, had not occurred.
“TITLE II—AVIATION INSURANCE
“SEC.
201. DOMESTIC INSURANCE AND REIMBURSEMENT OF INSURANCE COSTS.
“(a) In General.—[Amended section
44302 of this title.]
“(b) Coverage.—
“(1) In general.—[Amended section
44303 of this title.]
“(2) [Transferred to section
44303
(b) of this title.]
“(c) Reinsurance.—[Amended section
44304 of this title.]
“(d) Premiums.—[Amended section
44306 of this title.]
“(e) Conforming Amendment.—[Amended section
44305
(b) of this title.]
“SEC.
202. EXTENSION OF PROVISIONS TO VENDORS, AGENTS, AND SUBCONTRACTORS OF AIR CARRIERS.
“Notwithstanding any other provision of this title, the Secretary may extend any provision of chapter
443 of title
49, United States Code, as amended by this title, and the provisions of this title, to vendors, agents, and subcontractors of air carriers. For the 180-day period beginning on the date of enactment of this Act [Sept. 22, 2001], the Secretary may extend or amend any such provisions so as to ensure that the entities referred to in the preceding sentence are not responsible in cases of acts of terrorism for losses suffered by third parties that exceed the amount of such entities’ liability coverage, as determined by the Secretary.
“TITLE III—TAX PROVISIONS
“SEC.
301. EXTENSION OF DUE DATE FOR EXCISE TAX DEPOSITS; TREATMENT OF LOSS COMPENSATION.
“(a) Extension of Due Date for Excise Tax Deposits.—
“(1) In general.—In the case of an eligible air carrier, any airline-related deposit required under section 6302 of the Internal Revenue Code of 1986 [
26 U.S.C.
6302] to be made after September 10, 2001, and before November 15, 2001, shall be treated for purposes of such Code [
26 U.S.C.
1 et seq.] as timely made if such deposit is made on or before November 15, 2001. If the Secretary of the Treasury so prescribes, the preceding sentence shall be applied by substituting for ‘November 15, 2001’ each place it appears—
“(A) ‘January 15, 2002’; or
“(B) such earlier date after November 15, 2001, as such Secretary may prescribe.
“(2) Eligible air carrier.—For purposes of this subsection, the term ‘eligible air carrier’ means any domestic corporation engaged in the trade or business of transporting (for hire) persons by air if such transportation is available to the general public.
“(3) Airline-related deposit.—For purposes of this subsection, the term ‘airline-related deposit’ means any deposit of taxes imposed by subchapter C of chapter 33 of such Code [
26 U.S.C.
4261 et seq.] (relating to transportation by air).
“(b) Treatment of Loss Compensation.—Nothing in any provision of law shall be construed to exclude from gross income under the Internal Revenue Code of 1986 any compensation received under section 101(a)(2) of this Act.
“TITLE IV—VICTIM COMPENSATION
“SEC.
401. SHORT TITLE.
“This title may be cited as the ‘September 11th Victim Compensation Fund of 2001’.
“SEC.
402. DEFINITIONS.
“In this title, the following definitions apply:
“(1) Air carrier.—The term ‘air carrier’ means a citizen of the United States undertaking by any means, directly or indirectly, to provide air transportation and includes employees and agents (including persons engaged in the business of providing air transportation security and their affiliates) of such citizen. For purposes of the preceding sentence, the term ‘agent’, as applied to persons engaged in the business of providing air transportation security, shall only include persons that have contracted directly with the Federal Aviation Administration on or after and commenced services no later than February 17, 2002, to provide such security, and had not been or are not debarred for any period within 6 months from that date.
“(2) Air transportation.—The term ‘air transportation’ means foreign air transportation, interstate air transportation, or the transportation of mail by aircraft.
“(3) Aircraft manufacturer.—The term ‘aircraft manufacturer’ means any entity that manufactured the aircraft or any parts or components of the aircraft involved in the terrorist related aircraft crashes of September 11, 2001, including employees and agents of that entity.
“(4) Airport sponsor.—The term ‘airport sponsor’ means the owner or operator of an airport (as defined in section
40102 of title
49, United States Code).
“(5) Claimant.—The term ‘claimant’ means an individual filing a claim for compensation under section
405
(a)(1).
“(6) Collateral source.—The term ‘collateral source’ means all collateral sources, including life insurance, pension funds, death benefit programs, and payments by Federal, State, or local governments related to the terrorist-related aircraft crashes of September 11, 2001.
“(7) Economic loss.—The term ‘economic loss’ means any pecuniary loss resulting from harm (including the loss of earnings or other benefits related to employment, medical expense loss, replacement services loss, loss due to death, burial costs, and loss of business or employment opportunities) to the extent recovery for such loss is allowed under applicable State law.
“(8) Eligible individual.—The term ‘eligible individual’ means an individual determined to be eligible for compensation under section
405
(c).
“(9) Noneconomic losses.—The term ‘noneconomic losses’ means losses for physical and emotional pain, suffering, inconvenience, physical impairment, mental anguish, disfigurement, loss of enjoyment of life, loss of society and companionship, loss of consortium (other than loss of domestic service), hedonic damages, injury to reputation, and all other nonpecuniary losses of any kind or nature.
“(10) Special master.—The term ‘Special Master’ means the Special Master appointed under section
404
(a).
“SEC.
403. PURPOSE.
“It is the purpose of this title to provide compensation to any individual (or relatives of a deceased individual) who was physically injured or killed as a result of the terrorist-related aircraft crashes of September 11, 2001.
“SEC.
404. ADMINISTRATION.
“(a) In General.—The Attorney General, acting through a Special Master appointed by the Attorney General, shall—
“(1) administer the compensation program established under this title;
“(2) promulgate all procedural and substantive rules for the administration of this title; and
“(3) employ and supervise hearing officers and other administrative personnel to perform the duties of the Special Master under this title.
“(b) Authorization of Appropriations.—There are authorized to be appropriated such sums as may be necessary to pay the administrative and support costs for the Special Master in carrying out this title.
“SEC.
405. DETERMINATION OF ELIGIBILITY FOR COMPENSATION.
“(a) Filing of Claim.—
“(1) In general.—A claimant may file a claim for compensation under this title with the Special Master. The claim shall be on the form developed under paragraph (2) and shall state the factual basis for eligibility for compensation and the amount of compensation sought.
“(2) Claim form.—
“(A) In general.—The Special Master shall develop a claim form that claimants shall use when submitting claims under paragraph (1). The Special Master shall ensure that such form can be filed electronically, if determined to be practicable.
“(B) Contents.—The form developed under subparagraph (A) shall request—
“(i) information from the claimant concerning the physical harm that the claimant suffered, or in the case of a claim filed on behalf of a decedent information confirming the decedent’s death, as a result of the terrorist-related aircraft crashes of September 11, 2001;
“(ii) information from the claimant concerning any possible economic and noneconomic losses that the claimant suffered as a result of such crashes; and
“(iii) information regarding collateral sources of compensation the claimant has received or is entitled to receive as a result of such crashes.
“(3) Limitation.—No claim may be filed under paragraph (1) after the date that is 2 years after the date on which regulations are promulgated under section
407.
“(b) Review and Determination.—
“(1) Review.—The Special Master shall review a claim submitted under subsection (a) and determine—
“(A) whether the claimant is an eligible individual under subsection (c);
“(B) with respect to a claimant determined to be an eligible individual—
“(i) the extent of the harm to the claimant, including any economic and noneconomic losses; and
“(ii) the amount of compensation to which the claimant is entitled based on the harm to the claimant, the facts of the claim, and the individual circumstances of the claimant.
“(2) Negligence.—With respect to a claimant, the Special Master shall not consider negligence or any other theory of liability.
“(3) Determination.—Not later than 120 days after that date on which a claim is filed under subsection (a), the Special Master shall complete a review, make a determination, and provide written notice to the claimant, with respect to the matters that were the subject of the claim under review. Such a determination shall be final and not subject to judicial review.
“(4) Rights of claimant.—A claimant in a review under paragraph (1) shall have—
“(A) the right to be represented by an attorney;
“(B) the right to present evidence, including the presentation of witnesses and documents; and
“(C) any other due process rights determined appropriate by the Special Master.
“(5) No punitive damages.—The Special Master may not include amounts for punitive damages in any compensation paid under a claim under this title.
“(6) Collateral compensation.—The Special Master shall reduce the amount of compensation determined under paragraph (1)(B)(ii) by the amount of the collateral source compensation the claimant has received or is entitled to receive as a result of the terrorist-related aircraft crashes of September 11, 2001.
“(c) Eligibility.—
“(1) In general.—A claimant shall be determined to be an eligible individual for purposes of this subsection if the Special Master determines that such claimant—
“(A) is an individual described in paragraph (2); and
“(B) meets the requirements of paragraph (3).
“(2) Individuals.—A claimant is an individual described in this paragraph if the claimant is—
“(A) an individual who—
“(i) was present at the World Trade Center, (New York, New York), the Pentagon (Arlington, Virginia), or the site of the aircraft crash at Shanksville, Pennsylvania at the time, or in the immediate aftermath, of the terrorist-related aircraft crashes of September 11, 2001; and
“(ii) suffered physical harm or death as a result of such an air crash;
“(B) an individual who was a member of the flight crew or a passenger on American Airlines flight 11 or 77 or United Airlines flight 93 or 175, except that an individual identified by the Attorney General to have been a participant or conspirator in the terrorist-related aircraft crashes of September 11, 2001, or a representative of such individual shall not be eligible to receive compensation under this title; or
“(C) in the case of a decedent who is an individual described in subparagraph (A) or (B), the personal representative of the decedent who files a claim on behalf of the decedent.
“(3) Requirements.—
“(A) Single claim.—Not more than one claim may be submitted under this title by an individual or on behalf of a deceased individual.
“(B) Limitation on civil action.—
“(i) In general.—Upon the submission of a claim under this title, the claimant waives the right to file a civil action (or to be a party to an action) in any Federal or State court for damages sustained as a result of the terrorist-related aircraft crashes of September 11, 2001. The preceding sentence does not apply to a civil action to recover collateral source obligations, or to a civil action against any person who is a knowing participant in any conspiracy to hijack any aircraft or commit any terrorist act.
“(ii) Pending actions.—In the case of an individual who is a party to a civil action described in clause (i), such individual may not submit a claim under this title unless such individual withdraws from such action by the date that is 90 days after the date on which regulations are promulgated under section
407.
“SEC.
406. PAYMENTS TO ELIGIBLE INDIVIDUALS.
“(a) In General.—Not later than 20 days after the date on which a determination is made by the Special Master regarding the amount of compensation due a claimant under this title, the Special Master shall authorize payment to such claimant of the amount determined with respect to the claimant.
“(b) Payment Authority.—This title constitutes budget authority in advance of appropriations Acts and represents the obligation of the Federal Government to provide for the payment of amounts for compensation under this title.
“(c) Additional Funding.—
“(1) In general.—The Attorney General is authorized to accept such amounts as may be contributed by individuals, business concerns, or other entities to carry out this title, under such terms and conditions as the Attorney General may impose.
“(2) Use of separate account.—In making payments under this section, amounts contained in any account containing funds provided under paragraph (1) shall be used prior to using appropriated amounts.
“SEC.
407. REGULATIONS.
“Not later than 90 days after the date of enactment of this Act [Sept. 22, 2001], the Attorney General, in consultation with the Special Master, shall promulgate regulations to carry out this title, including regulations with respect to—
“(1) forms to be used in submitting claims under this title;
“(2) the information to be included in such forms;
“(3) procedures for hearing and the presentation of evidence;
“(4) procedures to assist an individual in filing and pursuing claims under this title; and
“(5) other matters determined appropriate by the Attorney General.
“SEC.
408. LIMITATION ON LIABILITY.
“(a) In General.—
“(1) Liability limited to insurance coverage.—Notwithstanding any other provision of law, liability for all claims, whether for compensatory or punitive damages or for contribution or indemnity, arising from the terrorist-related aircraft crashes of September 11, 2001, against an air carrier, aircraft manufacturer, airport sponsor, or person with a property interest in the World Trade Center, on September 11, 2001, whether fee simple, leasehold or easement, direct or indirect, or their directors, officers, employees, or agents, shall not be in an amount greater than the limits of liability insurance coverage maintained by that air carrier, aircraft manufacturer, airport sponsor, or person.
“(2) Willful defaults on rebuilding obligation.—Paragraph (1) does not apply to any such person with a property interest in the World Trade Center if the Attorney General determines, after notice and an opportunity for a hearing on the record, that the person has defaulted willfully on a contractual obligation to rebuild, or assist in the rebuilding of, the World Trade Center.
“(3) Limitations on liability for New York City.—Liability for all claims, whether for compensatory or punitive damages or for contribution or indemnity arising from the terrorist-related aircraft crashes of September 11, 2001, against the City of New York shall not exceed the greater of the city’s insurance coverage or $350,000,000. If a claimant who is eligible to seek compensation under section 405 of this Act, submits a claim under section
405, the claimant waives the right to file a civil action (or to be a party to an action) in any Federal or State court for damages sustained as a result of the terrorist-related aircraft crashes of September 11, 2001, including any such action against the City of New York. The preceding sentence does not apply to a civil action to recover collateral source obligations.
“(b) Federal Cause of Action.—
“(1) Availability of action.—There shall exist a Federal cause of action for damages arising out of the hijacking and subsequent crashes of American Airlines flights 11 and 77, and United Airlines flights 93 and 175, on September 11, 2001. Notwithstanding section
40120
(c) of title
49, United States Code, this cause of action shall be the exclusive remedy for damages arising out of the hijacking and subsequent crashes of such flights.
“(2) Substantive law.—The substantive law for decision in any such suit shall be derived from the law, including choice of law principles, of the State in which the crash occurred unless such law is inconsistent with or preempted by Federal law.
“(3) Jurisdiction.—The United States District Court for the Southern District of New York shall have original and exclusive jurisdiction over all actions brought for any claim (including any claim for loss of property, personal injury, or death) resulting from or relating to the terrorist-related aircraft crashes of September 11, 2001.
“(c) Exclusion.—Nothing in this section shall in any way limit any liability of any person who is a knowing participant in any conspiracy to hijack any aircraft or commit any terrorist act. Subsections (a) and (b) do not apply to civil actions to recover collateral source obligations.
“SEC.
409. RIGHT OF SUBROGATION.
“The United States shall have the right of subrogation with respect to any claim paid by the United States under this title, subject to the limitations described in section
408.
“TITLE V—AIR TRANSPORTATION SAFETY
“SEC.
501. INCREASED AIR TRANSPORTATION SAFETY.
“Congress affirms the President’s decision to spend $3,000,000,000 on airline safety and security in conjunction with this Act in order to restore public confidence in the airline industry.
“SEC.
502. CONGRESSIONAL COMMITMENT.
“Congress is committed to act expeditiously, in consultation with the Secretary of Transportation, to strengthen airport security and take further measures to enhance the security of air travel.
“TITLE VI—SEPARABILITY
“SEC.
601. SEPARABILITY.
“If any provision of this Act (including any amendment made by this Act [amending sections
44302 to
44306 of this title]) or the application thereof to any person or circumstance is held invalid, the remainder of this Act (including any amendment made by this Act) and the application thereof to other persons or circumstances shall not be affected thereby.”
[
Pub. L. 107–134, title I, § 114(b), Jan. 23, 2002,
115 Stat. 2436, provided that: “The amendment made by this section [amending
Pub. L. 107–42, set out above] shall take effect as if included in section 301 of the Air Transportation Safety and System Stabilization Act (Public Law 107–42).”]
[Memorandum of President of the United States, Sept. 25, 2001,
66 F.R.
49507, delegated to the Secretary of Transportation the authority vested in the President under section 101(a)(2) of
Pub. L. 107–42, set out above, to compensate air carriers for direct and incremental losses they incurred from the terrorist attacks of Sept. 11, 2001, and any resulting ground stop order.]
Independent Study of FAA Costs and Allocations
Pub. L. 106–181, title III, § 309, Apr. 5, 2000,
114 Stat. 127, provided that:
“(a) Independent Assessment.—
“(1) In general.—The Inspector General of the Department of Transportation shall conduct the assessments described in this section. To conduct the assessments, the Inspector General may use the staff and resources of the Inspector General or contract with one or more independent entities.
“(2) Assessment of adequacy and accuracy of faa cost data and attributions.—
“(A) In general.—The Inspector General shall conduct an assessment to ensure that the method for calculating the overall costs of the Federal Aviation Administration and attributing such costs to specific users is appropriate, reasonable, and understandable to the users.
“(B) Components.—In conducting the assessment under this paragraph, the Inspector General shall assess the following:
“(i) The Administration’s cost input data, including the reliability of the Administration’s source documents and the integrity and reliability of the Administration’s data collection process.
“(ii) The Administration’s system for tracking assets.
“(iii) The Administration’s bases for establishing asset values and depreciation rates.
“(iv) The Administration’s system of internal controls for ensuring the consistency and reliability of reported data.
“(v) The Administration’s definition of the services to which the Administration ultimately attributes its costs.
“(vi) The cost pools used by the Administration and the rationale for and reliability of the bases which the Administration proposes to use in allocating costs of services to users.
“(C) Requirements for assessment of cost pools.—In carrying out subparagraph (B)(vi), the Inspector General shall—
“(i) review costs that cannot reliably be attributed to specific Administration services or activities (called ‘common and fixed costs’ in the Administration Cost Allocation Study) and consider alternative methods for allocating such costs; and
“(ii) perform appropriate tests to assess relationships between costs in the various cost pools and activities and services to which the costs are attributed by the Administration.
“(3) Cost effectiveness.—
“(A) In general.—The Inspector General shall assess the progress of the Administration in cost and performance management, including use of internal and external benchmarking in improving the performance and productivity of the Administration.
“(B) Annual reports.—Not later than December 31, 2000, and annually thereafter until December 31, 2004, the Inspector General shall transmit to Congress an updated report containing the results of the assessment conducted under this paragraph.
“(C) Information to be included in faa financial report.—The Administrator [of the Federal Aviation Administration] shall include in the annual financial report of the Administration information on the performance of the Administration sufficient to permit users and others to make an informed evaluation of the progress of the Administration in increasing productivity.
“(b) Funding.—There are authorized to be appropriated such sums as may be necessary to carry out this section.”
Operations of Air Taxi Industry
Pub. L. 106–181, title VII, § 735, Apr. 5, 2000,
114 Stat. 171, provided that:
“(a) Study.—The Administrator [of the Federal Aviation Administration], in consultation with the National Transportation Safety Board and other interested persons, shall conduct a study of air taxi operators regulated under part 135 of title
14, Code of Federal Regulations.
“(b) Contents.—The study shall include an analysis of the size and type of the aircraft fleet, relevant aircraft equipment, hours flown, utilization rates, safety record by various categories of use and aircraft type, sales revenues, and airports served by the air taxi fleet.
“(c) Report.—Not later than 1 year after the date of the enactment of this Act [Apr. 5, 2000], the Administrator shall transmit to Congress a report on the results of the study.”
Findings
Section 271 of
Pub. L. 104–264 provided that: “Congress finds the following:
“(1) The Administration [Federal Aviation Administration] is recognized throughout the world as a leader in aviation safety.
“(2) The Administration certifies aircraft, engines, propellers, and other manufactured parts.
“(3) The Administration certifies more than 650 training schools for pilots and nonpilots, more than 4,858 repair stations, and more than 193 maintenance schools.
“(4) The Administration certifies pilot examiners, who are then qualified to determine if a person has the skills necessary to become a pilot.
“(5) The Administration certifies more than 6,000 medical examiners, each of whom is then qualified to medically certify the qualifications of pilots and nonpilots.
“(6) The Administration certifies more than 470 airports, and provides a limited certification for another 205 airports. Other airports in the United States are also reviewed by the Administration.
“(7) The Administration each year performs more than 355,000 inspections.
“(8) The Administration issues more than 655,000 pilot’s licenses and more than 560,000 nonpilot’s licenses (including mechanics).
“(9) The Administration’s certification means that the product meets world-wide recognized standards of safety and reliability.
“(10) The Administration’s certification means aviation-related equipment and services meet world-wide recognized standards.
“(11) The Administration’s certification is recognized by governments and businesses throughout the world and as such may be a valuable element for any company desiring to sell aviation-related products throughout the world.
“(12) The Administration’s certification may constitute a valuable license, franchise, privilege or benefits for the holders.
“(13) The Administration also is a major purchaser of computers, radars, and other systems needed to run the air traffic control system. The Administration’s design, acceptance, commissioning, or certification of such equipment enables the private sector to market those products around the world, and as such confers a benefit on the manufacturer.
“(14) The Administration provides extensive services to public use aircraft.”
Purposes
Section 272 of title II of
Pub. L. 104–264 provided that: “The purposes of this subtitle [subtitle C (§§ 271–278) of title II of
Pub. L. 104–264, enacting sections
45301,
45303,
48111, and
48201 of this title, amending section
41742 of this title, renumbering section
45303 of this title as section
45304, repealing former section
45301 of this title, and enacting provisions set out as notes under this section and section
41742 of this title] are—
“(1) to provide a financial structure for the Administration [Federal Aviation Administration] so that it will be able to support the future growth in the national aviation and airport system;
“(2) to review existing and alternative funding options, including incentive-based fees for services, and establish a program to improve air traffic management system performance and to establish appropriate levels of cost accountability for air traffic management services provided by the Administration;
“(3) to ensure that any funding will be dedicated solely for the use of the Administration;
“(4) to authorize the Administration to recover the costs of its services from those who benefit from, but do not contribute to, the national aviation system and the services provided by the Administration;
“(5) to consider a fee system based on the cost or value of the services provided and other funding alternatives;
“(6) to develop funding options for Congress in order to provide for the long-term efficient and cost-effective support of the Administration and the aviation system; and
“(7) to achieve a more efficient and effective Administration for the benefit of the aviation transportation industry.”
Independent Assessment of FAA Financial Requirements; Establishment of National Civil Aviation Review Commission
Section 274 of
Pub. L. 104–264, as amended by
Pub. L. 106–181, title III, § 307(c)(3), Apr. 5, 2000,
114 Stat. 126, provided that:
“(a) Independent Assessment.—
“(1) Initiation.—Not later than 30 days after the date of the enactment of this Act [Oct. 9, 1996], the Administrator [of the Federal Aviation Administration] shall contract with an entity independent of the Administration [Federal Aviation Administration] and the Department of Transportation to conduct a complete independent assessment of the financial requirements of the Administration through the year 2002.
“(2) Assessment criteria.—The Administrator shall provide to the independent entity estimates of the financial requirements of the Administration for the period described in paragraph (1), using as a base the fiscal year 1997 appropriation levels established by Congress. The independent assessment shall be based on an objective analysis of agency funding needs.
“(3) Certain factors to be taken into account.—The independent assessment shall take into account all relevant factors, including—
“(A) anticipated air traffic forecasts;
“(B) other workload measures;
“(C) estimated productivity gains, if any, which contribute to budgetary requirements;
“(D) the need for programs; and
“(E) the need to provide for continued improvements in all facets of aviation safety, along with operational improvements in air traffic control.
“(4) Cost allocation.—The independent assessment shall also assess the costs to the Administration occasioned by the provision of services to each segment of the aviation system.
“(5) Deadline.—The independent assessment shall be completed no later than 90 days after the contract is awarded, and shall be submitted to the Commission established under subsection (b), the Secretary [of Transportation], the Secretary of the Treasury, the Committee on Commerce, Science, and Transportation and the Committee on Finance of the Senate, and the Committee on Transportation and Infrastructure and the Committee on Ways and Means of the House of Representatives.
“(b) National Civil Aviation Review Commission.—
“(1) Establishment.—There is established a commission to be known as the National Civil Aviation Review Commission (hereinafter in this section referred to as the ‘Commission’).
“(2) Membership.—The Commission shall consist of 21 members to be appointed as follows:
“(A) 13 members to be appointed by the Secretary, in consultation with the Secretary of the Treasury, from among individuals who have expertise in the aviation industry and who are able, collectively, to represent a balanced view of the issues important to general aviation, major air carriers, air cargo carriers, regional air carriers, business aviation, airports, aircraft manufacturers, the financial community, aviation industry workers, and airline passengers. At least one member appointed under this subparagraph shall have detailed knowledge of the congressional budgetary process.
“(B) Two members appointed by the Speaker of the House of Representatives.
“(C) Two members appointed by the minority leader of the House of Representatives.
“(D) Two members appointed by the majority leader of the Senate.
“(E) Two members appointed by the minority leader of the Senate.
“(3) Task forces.—The Commission shall establish an aviation funding task force and an aviation safety task force to carry out the responsibilities of the Commission under this subsection.
“(4) First meeting.—The Commission may conduct its first meeting as soon as a majority of the members of the Commission are appointed.
“(5) Hearings and consultation.—
“(A) Hearings.—The Commission shall take such testimony and solicit and receive such comments from the public and other interested parties as it considers appropriate, shall conduct 2 public hearings after affording adequate notice to the public thereof, and may conduct such additional hearings as may be necessary.
“(B) Consultation.—The Commission shall consult on a regular and frequent basis with the Secretary, the Secretary of the Treasury, the Committee on Commerce, Science, and Transportation and the Committee on Finance of the Senate, and the Committee on Transportation and Infrastructure and the Committee on Ways and Means of the House of Representatives.
“(C) FACA not to apply.—The Commission shall not be considered an advisory committee for purposes of the Federal Advisory Committee Act (5 U.S.C. App.).
“(6) Duties of aviation funding task force.—
“(A) Report to secretary.—
“(i) In general.—The aviation funding task force established pursuant to paragraph (3) shall submit a report setting forth a comprehensive analysis of the Administration’s budgetary requirements through fiscal year 2002, based upon the independent assessment under subsection (a), that analyzes alternative financing and funding means for meeting the needs of the aviation system through the year 2002. The task force shall submit a preliminary report of that analysis to the Secretary not later than 6 months after the independent assessment is completed under subsection (a). The Secretary shall provide comments on the preliminary report to the task force within 30 days after receiving the report. The task force shall issue a final report of such comprehensive analysis within 30 days after receiving the Secretary’s comments on its preliminary report.
“(ii) Contents.—The report submitted by the aviation funding task force under clause (i)—
“(I) shall consider the independent assessment under subsection (a);
“(II) shall consider estimated cost savings, if any, resulting from the procurement and personnel reforms included in this Act [see Tables for classificatio