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TITLE 15
>
CHAPTER 2D
> SUBCHAPTER I
SUBCHAPTER I—INVESTMENT COMPANIES
How Current is This?
§ 80a-1
. Findings and declaration of policy
§ 80a-2
. Definitions; applicability; rulemaking considerations
§ 80a-3
. Definition of investment company
§ 80a-3a
. Protection of philanthropy under State law
§ 80a-4
. Classification of investment companies
§ 80a-5
. Subclassification of management companies
§ 80a-6
. Exemptions
§ 80a-7
. Transactions by unregistered investment companies
§ 80a-8
. Registration of investment companies
§ 80a-9
. Ineligibility of certain affiliated persons and underwriters
§ 80a-10
. Affiliations or interest of directors, officers, and employees
§ 80a-11
. Offers to exchange securities
§ 80a-12
. Functions and activities of investment companies
§ 80a-13
. Changes in investment policy
§ 80a-14
. Size of investment companies
§ 80a-15
. Contracts of advisers and underwriters
§ 80a-16
. Board of directors
§ 80a-17
. Transactions of certain affiliated persons and underwriters
§ 80a-18
. Capital structure of investment companies
§ 80a-19
. Payments or distributions
§ 80a-20
. Proxies; voting trusts; circular ownership
§ 80a-21
. Loans by management companies
§ 80a-22
. Distribution, redemption, and repurchase of securities; regulations by securities associations
§ 80a-23
. Closed-end companies
§ 80a-24
. Registration of securities under Securities Act of 1933
§ 80a-25
. Reorganization plans; reports by Commission
§ 80a-26
. Unit investment trusts
§ 80a-27
. Periodic payment plans
§ 80a-28
. Face-amount certificate companies
§ 80a-29
. Reports and financial statements of investment companies and affiliated persons
§ 80a-30
. Accounts and records
§ 80a-31
. Accountants and auditors
§ 80a-32
. Filing of documents with Commission in civil actions
§ 80a-33
. Destruction and falsification of reports and records
§ 80a-34
. Unlawful representations and names
§ 80a-35
. Breach of fiduciary duty
§ 80a-36
. Larceny and embezzlement
§ 80a-37
. Rules, regulations, and orders
§ 80a-38
. Procedure for issuance of rules and regulations
§ 80a-39
. Procedure for issuance of orders
§ 80a-40
. Hearings by Commission
§ 80a-41
. Enforcement of subchapter
§ 80a-42
. Court review of orders
§ 80a-43
. Jurisdiction of offenses and suits
§ 80a-44
. Disclosure of information filed with Commission; copies
§ 80a-45
. Reports by Commission; hiring and leasing authority
§ 80a-46
. Validity of contracts
§ 80a-47
. Violation of subchapter
§ 80a-48
. Penalties
§ 80a-49
. Construction with other laws
§ 80a-50
. Separability
§ 80a-51
. Short title
§ 80a-52
. Effective date
§ 80a-53
. Election to be regulated as business development company
§ 80a-54
. Acquisition of assets by business development companies
§ 80a-55
. Qualifications of directors
§ 80a-56
. Transactions with certain affiliates
§ 80a-57
. Changes in investment policy
§ 80a-58
. Incorporation of subchapter provisions
§ 80a-59
. Functions and activities of business development companies
§ 80a-60
. Capital structure
§ 80a-61
. Loans
§ 80a-62
. Distribution and repurchase of securities
§ 80a-63
. Accounts and records
§ 80a-64
. Preventing compliance with subchapter; liability of controlling persons
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