ArtII.S4.2 Offices Eligible for Impeachment

Article II, Section 4:

The President, Vice President and all civil Officers of the United States, shall be removed from Office on Impeachment for, and Conviction of, Treason, Bribery, or other high Crimes and Misdemeanors.

The Constitution provides that “[t]he President, Vice President, and all civil Officers of the United States” are subject to removal from office upon impeachment and conviction.1 However, neither the text nor early historical sources precisely delineate who qualifies as a “civil officer.” For example, debates at the Constitutional Convention do not appear to reveal the scope of who may be impeached beyond the provision’s applicability to the President.2 And while the Federalist Papers emphasized that the power of impeachment serves as a check on the Executive3 and Judicial Branches,4 they did not outline exactly what types of officials were considered to be civil officers.5

Historical practice thus informs the understanding of who qualifies as a civil officer. Aside from the President and Vice President, who are plainly identified in the Constitution’s text as impeachable officials, historical practice indicates that federal judges clearly qualify as officers subject to impeachment and removal, as the majority of proceedings have applied to those positions.6 Congress has also impeached the head of a cabinet-level Executive department.7 While this indicates a congressional understanding that high-level Executive officers may be subject to impeachment, it is unclear how far down the ranks of the federal bureaucracy this principle travels.8

The second impeachment trial of President Donald Trump centered on the question of whether former officials remain subject to trial by the Senate after leaving office. There is historical evidence to support an original understanding that former officials remain subject to conviction and punishment by the Senate for actions taken while in office.9 The constitutional text, however, does not directly address the question. Former President Trump’s attorneys viewed the Constitution’s command that “[t]he President, Vice President and all Civil Officers of the United States, shall be removed from Office on Impeachment . . . and Conviction,” as supporting a requirement that the impeachment process applies only to officials who are holding office during the impeachment proceedings.10 Justice Joseph Story, in his influential Commentaries on the Constitution of the United States, similarly argued that “the language of the constitution may create some doubt, whether [disqualification] can be pronounced without being coupled with a removal from office.” 11 Moreover, to extend the impeachment process to former officials could be viewed as in tension with the Constitution’s otherwise clear break from the British model, which permitted impeachment of private citizens.12

But it has also been argued, including by the House managers in the second Trump trial, that the constitutionally enumerated punishments of removal from office and disqualification from future office are distinct components of the remedy for impeachable misconduct.13 The fact that an official has left office, and is therefore no longer subject to removal, does not “exempt” them from the remaining penalty of disqualification.14 Moreover, if impeachment does not extend to officials who are no longer in office, then an important aspect of the impeachment punishment would be lost as Congress could never bar an official from holding office in the future as long as that individual resigns at some point prior to a Senate conviction.15

While these interpretive arguments have, and likely will continue to be raised, the Senate has determined by majority vote on multiple occasions that they retain the power to proceed against an Executive Branch official who has resigned from office. These decisions span from the trial of former Secretary of War William Belknap in 1876 to former President Trump in 2020.16 Nevertheless, it appears that while Congress may have legal authority to impeach and try a former official, current disagreement on the matter may be widespread enough to create a practical obstacle to obtaining the supermajority necessary to convict a former official.

The Constitution’s structure and historical practice also indicate that impeachment likely does not apply to Members of Congress.17 First, Article II, Section 3 provides that officers of the United States are commissioned by the President;18 Members of Congress receive no such commission. Second, Members may be removed from office by other means explicitly provided in the Constitution.19 Third, the Ineligibility Clause bars any person “holding any office under the United States” from serving in any house of Congress, indicating the Members of Congress are not considered officers of the United States.20

Finally, congressional practice indicates that Members of Congress are not officers of the United States.21 In 1797, the House of Representatives voted to impeach Senator William Blount, the first impeachment in the history of the young Republic.22 Two years later, the Senate concluded that Senator Blount was not a civil officer subject to impeachment and voted to dismiss the articles because that body lacked jurisdiction over the matter.23 This determination has been accepted ever since by the House and the Senate, and since then, the House has never again voted to impeach a Member of Congress.24

Footnotes
1
U.S. Const. art. II, § 4. back
2
Statements from at least one delegate indicate that participants at the Constitutional Convention assumed that judges were subject to impeachment. See 2 The Records of the Federal Convention of 1787, at 66 (Max Farrand ed., 1911) (describing Rufus King’s observation that judges would be impeachable because they hold their office during good behavior). back
3
The Federalist No. 66 (Alexander Hamilton). back
4
Id. at No. 79; Id. at No. 81; see generally ArtIII.S1.10.2.1 Overview of Good Behavior Clause et seq. back
5
See, e.g., Va. Const. of 1776, ¶ 14 (providing that the chief executive of the state could only be impeached after leaving office); Del. Const. of 1776 art. 23 (same). back
6
See List of Individuals Impeached by the House of Representatives, U.S. House of Representatives, http://history.house.gov/Institution/Impeachment/Impeachment-List/ (last visited June 7, 2023). back
7
See 3 Asher C. Hinds, Hinds’ Precedents of the House of Representatives of the United States §§ 2444–68 (1907) [hereinafter Hinds]; see infra ArtII.S4.4.5 Jurisprudence on Impeachable Offenses (1865–1900). back
8
Judicial interpretations of which positions qualify as officers under the Appointments Clause may shed light on which Executive Branch positions are filled by civil officers that are subject to impeachment. See Akhil Reed Amar, On Impeaching Presidents, 28 Hofstra L. Rev. 291, 303 (1999); Michael J. Broyde & Robert A. Schapiro, Impeachment and Accountability: The Case of the First Lady, 15 Const. Comment. 479 (1998). The Supreme Court, in interpreting those provisions, has distinguished between officers, who exercise “significant authority” of the United States, Buckley v. Valeo, 424 U.S. 1, 126 (1976), and employees, or non-officers who are “lesser functionaries subordinate to the officers of the United States.” Id. at 126 n.162. The Court has further recognized the Constitution’s distinction between principal officers, who must be appointed by the President and confirmed by the Senate, and inferior officers, whose appointment may be placed in the President, department heads, or the courts of law. Edmond v. United States, 520 U.S. 651, 663 (1997). Assuming this line of cases serves as a guide in deciding who is a civil officer subject to impeachment, it appears that “employees,” as non-officers, are not subject to impeachment, while principal officers, such as the head of a cabinet-level Executive department, are. In between these two categories, historical practice does not indicate whether an inferior officer is subject to impeachment, as the House has never impeached such an individual. back
9
For a historical and textual interpretation of whether a former official is subject to trial for impeachment, see Jared P. Cole & Todd Garvey, Cong. Rsch. Serv., LSB10565, The Impeachment and Trial of a Former President (2021). back
10
U.S. Const. art. II § 4; Proceedings of the United States Senate in the Impeachment Trial of Donald John Trump, Part II, S. Doc. No. 117-2, 117th Cong. 122–32 (2021). back
11
3 Joseph Story, Commentaries on the Constitution of the United States § 801 (1833). back
12
Id. at § 788. back
13
Proceedings of the United States Senate in the Impeachment Trial of Donald John Trump, Part I, S. Doc. No. 117-2, 117th Cong. 70–97 (2021). back
14
Proceedings of the United States Senate in the Impeachment Trial of Donald John Trump, Part III, S. Doc. No. 117-2, 117th Cong. 101 (2021). back
15
Id. at 191. back
16
See Cole & Garvey, supra note 9 (discussing the Senate’s decision to exercise jurisdiction in the Belknap impeachment); 167 Cong. Rec. S609 (daily ed. Feb. 9, 2021). back
17
See ArtII.S4.4.3 Jurisprudence on Impeachable Offenses (1789–1860); The Federalist No. 66 (Alexander Hamilton). back
18
U.S. Const. art. II, § 3. back
19
Id. art. I, § 5. back
20
Id. § 6. back
21
See Dep’t of Just., Off. of Legal Couns., Legal Aspects of Impeachment: An Overview 55 n.31 (1974) ( “The Senator William Blount precedent of 1798 does seem to have determined that the Senate will not try its members on an impeachment.” ); David Currie, The Constitution in Congress: The Federalist Period 1789–1801 275–281 (1997). back
22
3 Hinds, supra note 7, at §§ 2300–02. back
23
Id. at § 2318. back
24
See Charles W. Johnson, John V. Sullivan, and Thomas J. Wickham, Jr., House Practice: A Guide to the Rules, Precedents and Procedures of the House 604–06 (2017); Staff of H. Comm. on the Judiciary, 93d Cong., Impeachment, Selected Materials 692 (Comm. Print 1973); Motions Sys. Corp. v. Bush, 437 F.3d 1356, 1373 (Fed. Cir. 2006) ( “This principle has been accepted since 1799, when the Senate, presented with articles of impeachment against Senator William Blount, concluded after four days of debate that a Senator was not a civil officer for purposes of the Impeachment Clause.” ); Michael J. Gerhardt, The Federal Impeachment Process: A Constitutional and Historical Analysis 48 (2000). In addition, in contrast to English practice, impeachment does not extend to private citizens or state officers, but is limited to officers of the federal government. 3 Hinds, supra note 7, at §§ 2007, 2315. No military officer has ever been impeached, which is consistent with the views of some early constitutional commentary that military officers are not subject to impeachment. Justice Joseph Story has suggested that “civil officers” was not intended to cover military officers. See 2 Joseph Story, Commentaries on the Constitution of the United States § 789 (1833) (concluding that “[t]he sense, in which [civil] is used in the Constitution, seems to be in contradistinction to military, to indicate the rights and duties relating to citizens generally, in contradistinction to those of persons engaged in the land or naval service of the government” ). back